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B_02.01 Contractual arrangements – General Information

What this template is for

B_02.01 has one row per contractual arrangement, with its unique reference number. That number is reused in B_02.02, B_02.03, B_03.01, B_03.02, B_03.03, B_04.01, B_05.02 and B_07.01.

Filling it in

  • Use one stable reference number per arrangement and reuse it exactly in the other templates.
  • Choose the type of arrangement: standalone, overarching, or subsequent or associated.
  • Overarching reference (0030): for a subsequent or associated arrangement, enter the reference of its overarching arrangement. Where no overarching arrangement exists, type Not Applicable rather than leaving the cell blank (EBA FAQ Q124).
  • Report the annual expense or estimated cost for the past year, with its currency.

How DORA Convert handles it

Our Excel template has a sheet named after this template. Each column header carries a note with what to enter, an example and the official source. Drop-down cells show each option as a label with its EBA code; the package carries the code. Errors block the package; warnings do not. See what we check.

  • Overarching reference: a subsequent or associated arrangement must point to a real overarching arrangement; Not Applicable or a blank cell is an error there. For a standalone or overarching arrangement, a blank cell is an error; type Not Applicable.
  • Self-reference: an overarching reference must exist as a reference number in this template. This link is stated in the data model, so a broken one is an error.
  • Keys: each reference number may appear once.
  • EBA rules: the EBA's active business rules for this template run as warnings.

Official fields

Official summary: Lists the general information about each contractual arrangement, including its unique reference number. (ITS Annex I Part 1)

ColumnOfficial labelData typeKey or referenceRequiredAllowed values
c0010Contractual arrangement reference numbervarchar(255)PKNot nullIdentifier value as instructed by ITS/DM
c0020Type of contractual arrangementvarchar(255)Not nullClosed set; PV B0201/LISTB02010020
c0030Overarching contractual arrangement reference numbervarchar(255)FK -> B_02.01NullableIdentifier value as instructed by ITS/DM
c0040Currency of the amount reported in RT.02.01.0050char(3)Not nullClosed set; PV B0201/LISTCURRENCY
c0050Annual expense or estimated cost of the contractual arrangement for the past yearmoneyNot nullMonetary amount; DM and FR numeric-reporting rules apply

From the EBA data model and validation rules, as recorded on 10 March 2026. Official labels are in English.

Official clarifications

  • c0030 Overarching contractual arrangement reference number: FAQ Q124: where no relevant overarching contractual arrangement exists, type Not Applicable rather than leaving the field blank.

EBA validation rules

Official note: Active contractual-arrangement checks only. (VR table B_02.01)

Active rules

  • e23792_e

    Official expression: with {tB_02.01, default:null, interval:false}: not ( isnull ({(c0020, c0040, c0050)}) )

    Our explanation: "Type of contractual arrangement" (c0020), "Currency of the amount reported in RT.02.01.0050" (c0040) and "Annual expense or estimated cost of the contractual arrangement for the past year" (c0050) must be filled in every row. Fill in whichever is empty.
  • v22912_m

    if {c0020} = [eba_CO:x3] then {c0030} != empty

    Official expression: with {tB_02.01, default: null, interval: false}: if ( {c0020} = [eba_CO:x3] ) then ( not ( isnull ({c0030}) ) ) endif

    Our explanation: When "Type of contractual arrangement" (c0020) is "Subsequent or associated arrangement", "Overarching contractual arrangement reference number" (c0030) must be filled. Enter the overarching arrangement's reference number in c0030, or check the type in c0020.
  • v23716_s

    Official expression: with {tB_02.01, default: null, interval: false}: {c0050} >= 0

    Our explanation: "Annual expense or estimated cost of the contractual arrangement for the past year" (c0050) must not be negative. Enter zero or a positive amount in c0050.
  • v8805_m

    Official expression: with {tB_02.01, default: 0, interval: false}:if({c0020} = [eba_CO:x3]) then (not (isnull ({c0030}))) endif

    Our explanation: The same condition as v22912_m: when "Type of contractual arrangement" (c0020) is "Subsequent or associated arrangement", "Overarching contractual arrangement reference number" (c0030) must be filled. Enter the overarching arrangement's reference number in c0030, or check the type in c0020.
  • v8866_m

    Official expression: with {tB_02.01, default: null, interval: false}: if ( not ( isnull ({c0020}) ) ) or not (( isnull ({c0030}) )) or not (( isnull ({c0040}) )) then ( ( not ( isnull ({c0050}) ) )) endif

    Our explanation: When any other column from c0020 to c0050 is filled, "Annual expense or estimated cost of the contractual arrangement for the past year" (c0050) must be filled too. Enter the amount in c0050.
  • v8867_m

    Official expression: with {tB_02.01, default: null, interval: false}: if ( not ( isnull ({c0020}) ) ) or not (( isnull ({c0030}) )) or not (( isnull ({c0050}) )) then ( ( not ( isnull ({c0040}) ) )) endif

    Our explanation: When any other column from c0020 to c0050 is filled, "Currency of the amount reported in RT.02.01.0050" (c0040) must be filled too. Choose the currency in c0040.
  • v8868_m

    Official expression: with {tB_02.01, default: null, interval: false}: if ( not ( isnull ({c0050}) ) ) or not (( isnull ({c0030}) )) or not (( isnull ({c0040}) )) then ( ( not ( isnull ({c0020}) ) )) endif

    Our explanation: When any other column from c0020 to c0050 is filled, "Type of contractual arrangement" (c0020) must be filled too. Choose the type of arrangement in c0020.

Rule texts are copied from the EBA validation-rule workbook, as recorded on 10 March 2026. The EBA writes most rules only as a formula, in English. "Our explanation" is our plain-language reading of the rule, not EBA text; where they differ, the official text applies.

Sources

  1. EBA: Preparations for reporting of DORA registers of information (opens in a new tab)
  2. EBA: DORA RoI reporting FAQ (28 March 2025) (opens in a new tab)
  3. EBA: Data Model for DORA RoI (opens in a new tab)